SKEPTICISM AND THE JUSTIFICATION OF BELIEF1
William A. Wisdom
ABSTRACT
For some years I have had going through my mind a number of
related--some closely and some loosely related--thoughts on logic,
science, religion, and what C. S. Peirce calls "the fixation of belief". I have wanted but not found an occasion to draw these thoughts together into a single essay. Skeptic
magazine provides the perfect audience for such an essay. Most readers
consider themselves skeptics in some sense or other. While most are not
professional philosophers, they are intelligent people concerned about
centrally philosophical issues: which sorts of beliefs, and methods for
arriving at beliefs, are responsible and which irresponsible, and why?
Particularly for those who have not read a great deal of professional
philosophy, I offer an introduction to some basic theory of knowledge
and philosophy of science.
This study has two parts. Part I is on the justification of belief and
related matters. I consider some important views on empirical
significance, on the distinction between the factual and the logical,
and on the notions of explanation, natural law, causation, hypothesis,
confirmation, and scientific theory, and I apply some of these thoughts
to questions about religious belief and its justification. In Part II,
on skepticism, I offer what may be a new way of understanding
skepticism, and I present some things that have been said on its
behalf. To sharpen our understanding of the skeptical stance, I also
present and evaluate some of the things that have been said on behalf
of gullibility. I wind up with a close analysis of William James's defense thereof in "The Will to Believe".2
As a philosopher with over forty years of interest in logic and
science, I've been startled by the sloppiness of many self-styled
skeptics when it comes to talk about knowledge claims, and the
justification of belief generally and the justification of religious
belief in particular. The systematic study of these--of the nature of
knowledge and of the justification of beliefs--is Epistemology, which, with Metaphysics and Ethics,
is generally considered one of the three main branches of western
Philosophy ever since its origins in the Greek world of the sixth
century B.C.E.
Today's remarks are an introduction to Epistemology especially for
skeptics. Let me lay the groundwork for my talk by briefly citing three
examples of the sort of carelessness into which skeptics sometimes
lapse when trying to think about Epistemological issues.
For one example, a number of skeptics have written--and I'm sure many more have believed--that David Hume regarded belief in miracles as in principle unjustifiable. In a paper I gave to an international conference in Spain in 1997, I tried to correct this mistake.
For a second example, I refer you to Tom Napier's article entitled "Can
Critical Thinking be Overextended?" in the December 2001 issue of Skeptical Briefs,
where he lays out a mistaken view common to a number of skeptics. He
says that critical thinking--"the use of reason to evaluate data and
make deductions from them"--cannot be applied to religion
because there are no relevant data. This is apparently meant to be
supported by the lines that follow: "One of the central tenets of Protestant theology is that there cannot be proof that God exists. With proof it would be unnecessary to have faith and without faith there is no salvation." This is variously confused or mistaken.
First, I invite everyone to avoid the word "proof" in serious
discussion. The word is thoroughly ambiguous. On the one hand, it
typically--and, I should propose, correctly--means something like
"logically or mathematically compelling demonstration", as when we talk
of a proof of the Pythagorean Theorem.
If this is what Tom had in mind, then there may well be no proof--no
logico-mathematically compelling demonstration--that God exists, but
that would hardly be interesting. Very few people have ever thought
that "God exists" is true in the same sense that "All red fire-engines
are red" and "2+2=4" are true. On the other hand, "proof" is sometimes
used to mean something like "substantial justification". I suppose that
Tom has some such meaning in mind when he says that "one of the central
tenets of Protestant theology is that there cannot be proof that God
exists". So let's understand "proof" in this sense.
Now it is simply false that "one of the central tenets of Protestant
theology is that there cannot be proof that God exists". (By the way,
even if it were true, that would not mean that there cannot be proof
that God exists. But it is not true that this is a central tenet of
Protestant theology.) Christian theology teaches that God has given us two different sorts of revelation.
We have a general revelation of His existence in the whole of the
beautifully ordered universe: any rational people scanning the world
around them can see or infer the activity of a magnificent Designer and
Creator therein. The Psalmist
tells us that "the heavens declare the glory of God; and the firmament
sheweth his handiwork" (Ps. 19:1). We also have a special revelation,
in Scripture and perhaps in the traditions of the Church,
which teaches what cannot be inferred by the unaided reason from our
observations of the world: namely, that God's nature is triune, that Christ was born of a virgin; that He died for our sins, arose from the grave on the third day, ascended into heaven,
and so on. These latter are the sorts of doctrines at least some of
which must be believed for salvation…and must be held on faith.
How do I know all this? Because I discussed the matter with theologians at the Presbyterian and Lutheran seminaries in the area and at Episcopal church headquarters; and I read the Roman Catholic doctrine on the matter as laid down by the first Vatican Council in 1870.
Tom seems to reason this way: because on the Protestant view faith is
required for salvation, on that view we must believe on faith that
there is a God. That just doesn't follow, and is the sort of sloppy
thinking among skeptics that distresses me. Belief that there is a God
won't take us any distance toward salvation. "Thou believest that there
is one God," writes James. "Thou doest well: the devils also believe,
and tremble" (2:19). The faith required for salvation is something like
faith that Christ suffered and died for our sins--that without Him we are lost sinners doomed to eternal damnation.
One final example of the careless thinking into which skeptics slip. In the February/March 2002 issue of Phactum
(Vol. 7 No. 6), Tom writes that a distinction between beliefs and
claims supports his notion that "PhACT…[is] not a proper forum for
discussing religion". He says: " 'Jesus
performed miracles' is a belief. 'I can perform miracles' is a claim."
This doesn't go any distance toward establishing the distinction Tom
wants, since, though he says that "Jesus performed miracles" is a
belief, it can as easily be a claim, if somebody claims it; and though
he says that "I can perform miracles" is a claim, it can as easily be a
belief, if somebody believes it. Tom goes on: "A belief…is not normally
subject to experimental proof." This is just plain silly. Thousands of
my beliefs--and of yours, I'm sure-- are "subject to experimental
proof". What follows is also silly: "In the sense in which skeptics use
it, 'claim' refers to a specific here-and-now ability which,
presumably, can be demonstrated." Yesterday I read the claim that the
soul lives on the astral plane for exactly ten thousand years between
incarnations. There was no presumption that the claim could be
demonstrated. I don't know where Tom learned English, but it was not
among standard speakers of the language.
Before proceeding, let me add a note on the distinction between claims
and beliefs. What I have in mind here involves the notion of what philosophers
often call a proposition. A proposition is what is true or false. It is
not a bit of language, but is the meaning of a declarative or
indicative sentence: for example, it is what is common to "Il pleut",
"Es regnet", and "It's raining". And, most importantly for the present
purposes, it's the object of propositional attitudes like belief,
doubt, assertion, denial, and so on; it's what is believed, doubted,
asserted, denied, and so on. It's the "that P" clause in the following:
X believes that P
X doubts that P
X claims that P
X denies that P
X suspects that P
X fears that P
…and on and on.
And we also have:
It is true that P
It is false that P
It is possible that P
It is probable that P
It is demonstrable that P
…and on and on.
These last don't express propositional attitudes, but express what might be called modes of the proposition that P. It is a proposition that is falsifiable, verifiable, mathematically demonstrable, "subject to empirical investigation", or so on. That's why it's so absurd for Tom to say: "A belief…is not normally subject to experimental proof". If it is experimentally provable that P, and I believe that P, then my belief is subject to experimental proof.
But these issues are not central to my paper. I mention them only to
establish the need for skeptics to be careful when discussing the
nature of knowledge and the justification of belief.
I. THE JUSTIFICATION OF BELIEF
INTRODUCTION
I mean to bring together in Part I a number of interrelated themes clustering around the general topic of the justification of belief. By way of illustration, I shall have occasion to talk about logic, mathematics, natural science, and religion as areas of thought in which questions about beliefs and their justification are at least sometimes central.
When I talk about justifying beliefs, I have in mind what we mean when
we talk about supporting or grounding them or showing them to be
legitimate: a familiar notion, not very fancy. But a couple of
preliminary distinctions are important to sharpen our talk about
justification.
First, I suppose that there are at least two different senses in which
a belief might be said to be justified. These senses parallel the (at
least) two senses in which we say that one should or ought to do something. In the prudential
sense, we ought to do an action X for the sake of what it will get
us--because it will help satisfy our interests. Being eager to get to
town quickly, we ought to take the left fork, since the bridge is out
on the road to the right: taking the left fork is, under the
circumstances, the prudent thing to do. But there is also a moral
sense of ought in which we ought to do an action Y not for what it will
get us but simply because it is right. One might say that, whether or
not it is prudent to protect the innocent, we ought to do so just
because it is right.
Analogously, we might justify a belief Z on prudential grounds: it is
appropriate or wise or legitimate or prudent for you to believe Z
because you will be better off if you do. In this spirit, Pascal argues
that you should believe the tenets of Christianity, not because they
are true, but because you risk eternal torment if you do not. Again,
people argue on prudential grounds that we should reject the theory of
evolution, not because it is false, but because belief in evolution
undermines wholesome family values.
Contrasted with prudential grounds for believing something are what I shall call rational
grounds. These are any considerations that tend to show that the claim
in question is true. This is the sense that I shall henceforth have in
mind when I talk about the justification of belief.
One might wonder why we should ever care about the justification of
belief in this sense, or whether beliefs need justification. The answer
seems simple. To believe something is to commit oneself to its truth.
Of course we have strong beliefs and weak beliefs. But this only means
that our commitment to the truth of claims is sometimes strong and
sometimes weak--which in turn means only that we sometimes have a great
resistance to changing our mind on some matter, and sometimes little
resistance. The basic point remains: to believe something is to be
committed to its truth. So caring that our beliefs should be true
rather than false is part of what it means to believe at all. In the
absence of justification we can only hope that our beliefs are true,
but we have no reason to think that they actually are.
The word "faith" has many different meanings. But in one of its senses, to believe something on faith
is to believe it in the absence of rational justification. In this
sense, then, those who believe something on faith have no reason to
think that their belief is true. Faith in this sense is not a special
kind of justification; it is the absence of any justification at all.3
So there is a first distinction between what I've called the prudential
and the rational justification of belief. Within the realm of rational
justification, there is a second important distinction to be made: the
distinction between what I shall call verification and confirmation.
(There are parallel notions of falsification and disconfirmation, whose
meanings should be clear from the discussion below.) To verify a claim,
in the sense that I shall use the term, is to show that it is true, to
establish or guarantee or demonstrate its truth. I would call a proof
that 7+5=12 a verification of the claim. And I would call pointing to
it in normal light a verification of the claim that this piece of
litmus paper is blue.
But very few claims--and fewer interesting ones--are subject to
verification. So verification is not primarily what I have in mind when
I talk about the justification of beliefs. Of course verification is
justification--indeed, justification of the strongest sort. But it is
not the only sort of justification of belief. Remember the earlier
points: "When I talk about justifying beliefs, I have in mind what we
mean when we talk about supporting or grounding them or showing them to
be legitimate." And "rational grounds [for believing something]…are any
considerations that tend to show that the claim in question is true."
To confirm a belief is to enhance its credibility, to show that it is
more likely to be true than false, to give good but less than
conclusive grounds for thinking that it is true. We are well aware,
then, that our beliefs so justified may be false. We nonetheless
believe them, not because we are sure that they are true, but because
we have better reason to believe them true than false. But we believe
them only provisionally--that is, with a readiness to change our mind
if better reasons come in on the other side.
Still, none of these remarks tells us how beliefs are confirmed. The
point will be addressed in more detail later. But this much can be said
here. In establishing beliefs--and in particular, in trying to
anticipate future events--people over the ages have followed a large
number and wide variety of practices. Some of these practices have
turned out to be successful--beliefs adopted on their basis have often
turned out to be true; expectations guided by these practices have
often been fulfilled--while other belief-forming practices have turned
out to be unsuccessful. A belief is confirmed, then, if it is supported
by practices that have so far regularly led to the truth. What some of
these practices are we shall see later.
In the next section, I mean to present and discuss what I shall call
"the classical view" on the justification of belief. The label refers
not to what Plato and Aristotle thought on the matter, nor to the current orthodoxy, but to a broad position running from Francis Bacon, John Locke, and David Hume through John Stuart Mill and Auguste Comte to Bertrand Russell, Rudolph Carnap, and A. J. Ayer. It forms the background against which virtually all epistemology and philosophy of science
have been conducted for the past fifty or more years in the
English-speaking world. I'll sketch "classical" views--with which I am
largely sympathetic--on the justification of belief: on empirical
significance, on the factual vs. the logical, and on the notions of
explanation, natural law, cause, hypothesis, confirmation, and
scientific theory.
There have been many criticisms of the classical position over the past
three or four decades. Later I will sketch parts of one particularly
influential position, that of W. V. O. Quine,
certainly America's most important philosopher of the last half
century. His view in some ways develops and in other ways criticizes,
but in any event enriches, the classical view on the justification of
belief.
In the final section of this first half of the paper, I would like to
review and summarize the main points of what has preceded, and apply
these insights to questions about religious belief and its
justification. Along the way, I'll address the question of which if any
religious beliefs are susceptible to rational investigation. I'll
propose what I think is a new rationale for religious belief. And I'll
consider the charge that scientific practice, like religious practice,
depends on faith.
"THE CLASSICAL VIEW"
Before trying to justify a claim, we have to know what it means. And
before deciding what its meaning is, we have to decide whether it has
any meaning at all--whether it is a meaningful claim or a meaningless, vacuous, empty one. While there are no doubt many senses of "meaning", I want to focus on what has been called the empirical significance or factual meaning, or the cognitive content, of a proposition.
Roughly, the question is: is this or is it not a claim about "the
world" in the broadest sense, about reality, about the way things are
in fact? Here is the test. Imagine that someone asserts a proposition
P. You ask: "How would the world be observably different if P were
false?" Put otherwise: "What experiences would be incompatible with P,
or would count against P? What experiences would incline you to change
your mind, and deny rather than assert P?" Of course, you are not
asking the asserter to grant that P is false. You are rather asking
what the world would be like if it were
false. If the claimant can specify observable states of affairs
incompatible with the truth of P, then you recognize P as having
cognitive content, as being a factual claim--not necessarily a true
claim, but a claim about matters of fact. The proposition P then
describes (or misdescribes) the world, because it distinguishes the
world as the claimant thinks it actually is from other ways that it
might be but (presumably) is not.
But suppose that the claimant cannot specify how things would be
different if P were false. Put otherwise, suppose that the claimant
considers P compatible with every possible state of affairs. Then P is
not about the world at all; it does not describe reality, because it
does not distinguish things as they are from any other ways they might
be. Several examples will help to clarify this important principle.
Somebody solemnly announces: "Time is unreal." This has an air of great
profundity about it. But before lapsing into speechless awe, we think
to ask the speaker: "What would things be like if time were real? How
would they be different than they are now?" Do you see how we can thus
zero in on just what the substance of the claim is, on just what it
says or commits the believer to? Perhaps the claimant can specify how
things would be observably different if time were real than they are
now; and if so, we know that the claim is meaningful and we are on our
way to understanding what it means. But it is my guess (from years of
experience with sophomoric philosophy) that the claimant cannot say how
things would be different if the claim were false. In that event, I
reject the claim--not because it is false, but because it is literal
non-sense; it is meaningless, and hence not even a candidate for my
belief.
Other examples abound. Someone thinks that this is a deep question:
What if I have the inner color-experience when looking at grass that
you have when you are looking at a clear sky, and vice versa? Of course
you and I both call the grass and like-colored things "green", and the
sky and like-colored things "blue". But what if our experiences were
reversed? Before wasting time on this puzzle, ask how things would be
observably different if things were one way rather than the other in
this respect--what experiences could possibly settle the issue. I
propose that there is no objective or empirical difference between the
world either way, and hence that the claim that we have different
color-experiences when looking at grass (like the claim that we have
similar color-experiences) is vacuous and hence not worth thinking
about--there being nothing to think about.
Again, someone says: "God loves each of us as a father loves his
children." If the claimant can specify possible (though of course not
actual) states of affairs with which this claim is incompatible, we can
begin to get a handle on what it means. But in many cases, those who
assert this can propose no states of affairs ruled out by the belief. I
should think that it would be incompatible with the excruciatingly
painful deaths of hundreds of infants in a natural disaster. But the
believer does not think so. I should think that it would be
incompatible with eternal torment for the damned. But the believer does
not think so. And if the claim is compatible with every possible state
of affairs, then it is not a claim about reality, since it would be
assertable regardless of how things really are, and thus is no more
about things as they are than it is about any other possible state of
affairs.
Now consider the claim that 2+3=5. I ask myself how the world would be
observably different if this were false…and I cannot say. On
reflection, I realize that I consider this proposition compatible with
every possible state of affairs. Or again: "if something is a red
fire-engine then it is red." I cannot imagine how things would be
different if this were false. I think that I would assert it regardless
of what the world was like.
On the "classical" view being put forth, then, these last two claims
are as meaningless or empty as the preceding--they are not statements
of fact; they are not about the world. They are, however, true. They
differ from empirical or factual truths in that mathematical and logical claims not only are true of the actual world, but would be true of any
possible world as well. In that sense they are not descriptions of the
world. They are true not because of the way the world is, but are true
merely by virtue of the meanings of their constituent words. (All true
statements are true at least in part because of the meanings of their
constituent terms: "Grass is green" would be false if by "green" we
meant what we now mean by "red". But the truths of logic and
mathematics are true solely by virtue of those meanings; no
extra-linguistic facts contribute to their truth.) Statements true by
virtue only of the meanings of their constituent terms have been called
analytic truths; the remaining truths are called synthetic.
The "metaphysician" and the "theologian" can derive no comfort from
this last point, though. People who say "Time is unreal" are not likely
to regard the claim as true solely by virtue of what "time" and "is"
and "unreal" mean: they think that the sentence is genuinely
informative about extra-linguistic reality. And theologians are not
likely to say that we can learn, merely by analyzing the meanings of
words, that God loves us as a father loves his children: they consider
the claim descriptive of the way things actually are, as a matter of
extra-linguistic fact.
On the classical view, then, a statement is significant--is a candidate
for truth or falsehood, and hence for our belief or disbelief--if and
only if either (a) its truth or falsehood can be determined solely by
reflection on the meanings of its constituent terms, or (b) its truth
would be incompatible with some specifiable experiences: some
observations, in the broadest sense, would count against the statement.
Having made a distinction first between the meaningful and the
meaningless, and then between the factually or empirically meaningful
on the one hand and the logically or mathematically meaningful on the
other, the classical view proceeds to an analysis of a cluster of
concepts in terms of which we describe and evaluate responsible
thinking about matters of fact: explanation, law, cause, hypothesis,
confirmation, and theory.
To explain an event or state of affairs is to reduce it from the
"phenomenal" or puzzling to the "natural" or familiar, to fit it into a
pattern, to show that it is what had to happen, given the attendant
facts both specific and general. By specific facts I mean things like
the wind's shifting to the west or the gun's going off. By general
facts I mean things like the boiling point of water at sea-level or the
relation between the pressure, temperature, and volume of an enclosed
gas. We call the statements expressing well-established generalities or
regularities in nature laws.
When the generalization expresses a regularity in the sequences of
events--"events of kind A are always followed, nearby and soon after,
by events of kind B"--we call the law a causal law, and call the prior event the cause of the subsequent event, the effect.
The basic pattern for the explanation of a fact F, then, is
its subsumption under natural law. We show that from a description of
attendant circumstances (specific facts) and relevant laws (general
facts) we can deduce a description of F. In the causal case we show
that the particular prior circumstances are related to the fact F as a
special case of a natural law: whenever this happens, that happens.
Prior conditions being what they were, and the world in general running
the way it does, F is what had to occur. When explanation is
successful, we realize that, had we known earlier what we know now, we
could correctly have predicted the occurrence of F. That is the sense
in which explanation makes what had been puzzling seem natural or
ordinary--just what we would have expected had we been more familiar
with all the facts.
In this way we explain specific facts. To explain the rupture of the
car's radiator last night, we call attention both to attendant
circumstances (the radiator was made of copper of such-and-such
thickness; it was filled with plain water; the temperature went down to
0° F; etc.) and to a number of laws (about the behavior of water below
the freezing point; about the strength of copper; etc.). From all these
statements together we can logically deduce the breaking of the
radiator. We thus explain its breaking by showing that it had to break
under the specific and general circumstances obtaining last night.
We explain general facts in the same way. Kepler's Law says that the
planets of the solar system move in elliptical orbits, a line from each
planet to the sun sweeping out equal areas in equal times. When it was
proposed, this was a "brute fact" about the solar system. But we now
know why the planets should move thus: Kepler's Law can be deduced from
Newton's laws of motion, together with some information about such
things as the relative masses of the planets and the sun. So "lower
level" or less general laws are also explained by being subsumed under
"higher level" or more general laws, together with information about
the special circumstances within which those higher laws operate.
We have yet to see how a statement gets to be a law. A law
is a statement expressing a well-established regularity in nature. Call
a general statement after it has been proposed as a law, but before it
has been well-established, an hypothesis. The process by which such a law-like claim becomes a law is called confirmation.
We said earlier that "to confirm a belief is to enhance its
credibility, to show that it is more likely to be true than false, to
give good but less than conclusive grounds for thinking that it is
true". But what counts?
Sometimes, confirmation of a general statement can be quite direct: the
hypothesis "All swans are white" is confirmed by the observation of
individual swans that are white. The greater the number and variety of
swans observed to be white, the better our reasons for believing the
hypothesis to be a law.
But more often confirmation is indirect, following a somewhat more
complicated pattern. Typically, from the hypothesis being tested
(together with background information that we already have good reason
to believe) we deduce statements whose truth or falsehood can be
observed. These observable consequences of the hypothesis are
statements that have to be true if the hypothesis is. The fulfillment
of these consequences counts as confirmation of the hypothesis--reason
to believe that the hypothesis is true. Of course, the observation that
things are as they would have to be if the hypothesis were true is not
verification--it is not a guarantee that the hypothesis is true. (The
observation of a white swan is no guarantee that all swans are white.
But it does go some distance toward rendering the general statement
credible. How far it goes is the difficult subject matter of inductive
logic, probability theory, and statistics.)
It is an interesting question why the verification of a logically
necessary consequence of an hypothesis counts as confirmation of the
hypothesis. It may be because what follows of logical necessity from a
claim expresses part of its content. (For an oversimple example: "Both
Tom and Mary are here" logically implies "Mary is here", which is part
of what the former statement says. Seeing that Mary is here enhances
the believability of the claim that Tom and Mary are here.) On this
account, confirmation is partial verification. In the normal case, we
cannot observe the truth of a general claim. But we can
observe the truth or falsehood of specific claims that are logically
entailed or implied by a general claim. And it surely makes sense to
think that we raise the credibility of a general claim by showing that
part of what it says is true.
Another kind of reason has been given for regarding as confirmation of
a general claim the verification of its consequences. Because the
observational consequences deduced from it are logically necessary
consequences of the hypothesis (together with the background
information assumed), the falsehood of one of those consequences
falsifies the hypothesis (on the assumption--which is well-grounded but
itself subject to revision--that the background beliefs are true).
Typically the testing of a hypothesis, then, involves the effort to
falsify it--and its confirmation is the failure of those efforts. If
our best efforts to show that our hypothesis is false have failed, we
have earned the right to regard it as true. (How would you show that
"All sodium salts burn yellow" is false, if it is? You would burn a
sodium salt and see that the flame is not yellow. So to confirm the
hypothesis we burn as large a number and wide a variety of sodium salts
as we can, maximizing our chances of finding a falsifier if there is
one.) On this account, confirmation is delayed falsification. The
longer our aggressive efforts at falsification are unsuccessful, the
better reason we have to treat the hypothesis as true.
Finally, we need to say something about what a scientific theory
is. This has been and remains the subject of much controversy in the
philosophy of science. But a few things can confidently and usefully be
said here. First of all, in everyday discourse we sometimes use the
terms "theory" and "hypothesis" interchangeably: "I have a theory (or
hypothesis) about how the window got broken." But when scientists talk
about the heliocentric theory or the theory of evolution or relativity theory or the kinetic theory of gases,
they do not mean an educated guess or an unsubstantiated claim. For
that they reserve the word hypothesis. A theory is a comprehensive
point of view that integrates a number of laws into a coherent body of
thought. Frequently a theory does its characteristic work by appeal to
postulated entities, properties, events, or processes that are
unobservable. So the support for a theory cannot come directly from
observation. It comes rather from the power of the theory to organize,
to systematize, a large body of otherwise disconnected facts. The
virtues of a theory are such things as its simplicity, its scope, its
internal consistency, its compatibility with other well-established
beliefs, and its ability to suggest and guide further successful
research projects.
Although I am quite unsympathetic with psychoanalytic theory
on other grounds, it nonetheless can be used to illustrate the main
features of a scientific theory. Suppose that people who have had early
and severe toilet training grow up to be authoritarian. Suppose that
boys who lost their fathers early in life fear bats when they grow up.
Suppose that men who must frequently wash their hands also often dream
about flagpoles. As such these would be disparate and inexplicable
facts--mere facts, brute facts. What the machinery of psychoanalysis--id, ego, superego, libido, cathexis, the unconscious, repression, Oedipus complex--what
this apparatus does is propose a whole realm of unobservable entities
and processes, with specified features, that variously are affected by
our experiences and affect our behavior. It proposes that, and how,
apparently unrelated phenomena like toilet training, neurotic behavior, slips of the tongue,
and dreams are really related beneath the surface of conscious life.
And it purports to explain why certain alleged regularities of human
life should be as they are.
A scientific theory tries to make sense of a number of well-established
but disconnected beliefs by organizing them into a coherent system. So
the justification for adopting theories is not that they correctly
describe the world: what correctly describe the world are the
particular beliefs organized by the theory. The justification for
adopting a theory is rather its power to integrate a large number and
wide variety of general facts about the world that would otherwise
remain disconnected. In this way, for example, the theory of evolution
connects an amazing number and variety of facts from astronomy,
geology, biology, paleontology, and other fields. Its appeal, like that
of any theory in science, lies primarily in its power and elegance.
In this section we have briefly surveyed a number of related issues
bearing on the justification of belief. We have distinguished between
meaningful and meaningless claims, and within the former category have
distinguished between synthetic (factual, empirical) truths and
analytic (logico-mathematical) truths. We have then discussed--again,
too briefly--the concepts of explanation, law, cause, hypothesis,
confirmation, and theory in science. In the next section we shall
refine some of these notions along lines laid out by W. V. O. Quine.
THE WEB OF BELIEF

W. V. O. Quine--in his "Two Dogmas of Empiricism" 4 , The Web of Belief 5 ,
and other works--develops a view that is critical of the foregoing
distinction between synthetic and analytic truth, and that supports a
somewhat different account of the justification of belief.
Picture the body of one's beliefs as a web of interconnected nodes
attached to experience only at the periphery. The lines of connection
within the web represent the dependency of some beliefs on others: some
of our beliefs either evidentially support or are supported by others.
Only some of our beliefs directly depend on, or report, experiences:
"There's a patch of blue in my visual field", or perhaps "There's a
coffee cup on the table before me." The rest of our beliefs depend not
immediately on experience but on other beliefs, which themselves depend
on still other beliefs, and so on. Ultimately, all of our beliefs are
connected to experience--but most of them only indirectly, and some
very indirectly, via many links to many other beliefs.
Again imagine the web. The distance of a belief from the
periphery--experience--represents a number of things. The farther a
belief is from experience, the more other beliefs is it connected to in
the network of interdependency, and hence the larger the number and
wider the variety of experiences on which it ultimately depends.
Because of the interdependency of beliefs, changes in one belief (plus
our desire for consistency) will of necessity occasion changes in
others. Beliefs at or near the periphery are connected to relatively
few others, so a change in a peripheral belief--a single observational
datum--seldom requires a change in many other beliefs. Hence our
readiness to change beliefs near the edge. I believe that there are no
bars on Diamond Street, but would readily abandon that belief in the
face of unexpected experiences, because so little depends on it.
But we have a legitimate reluctance to change beliefs more deeply
imbedded in the network, since to change one of them will require
changes in many others, each of which presumably lies within its own
network of justification. Changes in our more general and fundamental
beliefs are in this sense more costly than changes in our more specific
beliefs. So the distance of a belief from the periphery is also a
measure of our willingness or reluctance to change our minds in the
face of recalcitrant experience. The failure of only a few experiences
to come out as we expected is unlikely to cause us to change our minds
about our very general beliefs, since they are connected to a wider
variety of experiences than are our more specific beliefs.
Quine says that "our statements about the external world face the
tribunal of sense experience not individually but only as a corporate
body" ("Two Dogmas", p. 41). Regardless of what our experiences are
like, we can consistently hold virtually any belief if we are willing
to adjust enough other beliefs to accommodate it. You can believe,
consistently with ordinary experiences, that we live not on the outside
but on the inside of a big sphere, if you are willing to hold beliefs
about gravitation, the nature of light, and so on, that are radically
different from most people's. But the resulting belief-system may be so
arbitrary and ad hoc as to be thoroughly unacceptable.
This general view holds that all beliefs depend ultimately on
experience, some more and others less directly. The beliefs most
distantly related to experience--those at the center of the web--are
remotely connected to virtually all of our experiences. They are also
the beliefs that it would be most costly to change, since their change
would require changes throughout the whole network. Indeed, we can
understand why people might be psychologically unable to imagine how
their experiences would be different if their central beliefs were
false; but this is just a failure of imagination.
Quine claims, then, that the "classical" distinction between synthetic
and analytic truth, between truths that have empirical content and
those that do not (those that are true solely by virtue of the meanings
of words) cannot be defended. All beliefs, even the most fundamental
and apparently incorrigible, are properly subject to change. It strains
the imagination to regard the principles of logic and mathematics as
susceptible to revision in the face of radically new experiences; but
Quine ably argues that they are revisable.
Which beliefs are at the center of the network would, of course, vary
from individual to individual. I think the paradigmatically rational
person would have the principles of logic and mathematics there. But
someone else might have there their religious convictions, their
political principles, or virtually anything else--whatever beliefs are
so deeply involved in all their other beliefs that only changes in all
of their experiences could justify changes in those central beliefs,
which latter changes would have repercussions throughout the entire
body of their beliefs.
APPLICATIONS
I want to illustrate some of the foregoing remarks by considering
religious beliefs and their justification. It should be clear from the
foregoing what sorts of claims--religious or otherwise--are subject to
rational, scientific investigation: any claims that purport to be
either descriptive of a matter of fact or true by virtue of the
meanings of terms.
We can bypass the latter category. It is a relatively easy matter to
determine whether or not a claim is true by virtue of the meanings of
its constituent terms. And if we doubt it, the proponent bears the
responsibility of providing the requisite linguistic analysis or proof.
In any event, few characteristically religious claims are presented as
true on linguistic grounds alone. Perhaps the only interesting
exceptions are ontological arguments for the existence of God (ŕ la Anselm, Descartes, Spinoza, Leibniz, Hartshorne, Malcolm, Plantinga), which most people in the mainstream of western thought--including myself--think cannot be successful.
Which if any religious claims, then, would not be subject to scientific
investigation? First of all, there are those that purport to be
substantive but are not--those that the proponent considers compatible
with every possible state of affairs (perhaps "God loves us as a father
loves his children"). Evidence one way or the other is unavailable,
because every state of affairs would count in favor of such a belief;
so it is properly rejected, since it is no more about this world than
about any other possible state of affairs.
Then there are those claims that do not even purport to be descriptive.
The most conspicuous examples are pure, basic, ultimate ethical
principles, if (as seems plausible) these are statements not about how
things are but about how they ought to be. Such principles would not be
susceptible to scientific investigation. (Jeremy Bentham
says that ethical judgments are ultimately factual claims--in his case,
claims about what acts will maximize happiness. But his is a minority
view, I think.) If there are other religious beliefs that do not
purport to be descriptive, then they too would be immune from
scientific scrutiny.
What about sheer declarations of faith--"I believe on faith alone that:
the universe came into existence about 10,000 years ago; Jesus arose
from the dead; Aunt Minnie's cancer is cured; every line of Scripture
is literally true; a personal, omnipotent, omniscient, perfectly benevolent
Being is one of the many, many things that actually exist"? Are such
declarations of personal faith also immune from scientific
investigation? Of course not. Each of these is a statement about
matters of fact, whose truth or falsehood would have observable
consequences and would be compatible or incompatible with other
well-established principles. So in each case there is empirical
evidence that points one way or the other, or perhaps some evidence
that points one way and some that points the other. In any event, such
claims are prime candidates for scientific investigation.
Remember that to say "I believe P on faith alone" is not to claim a
special kind of justification; it is rather to admit that I have no
rational grounds for believing P, but believe it anyway. In such a
case, nothing prevents someone else from seeking evidence one way or
the other on the matter, if the matter is what we have been calling
empirical or factual. After all, what is believed on faith may be
false--even demonstrably false.
What has been said in the two preceding sections may provide a basis
for regarding religious beliefs as substantive or broadly empirical,
and hence meaningful, and yet insusceptible to scientific
investigation--at least in the most straightforward sense where
investigating means looking for evidence. What we called theories on
the classical view, and central beliefs on Quine's, are claims whose
characteristic function is not the description of the world but the
systematic organization of a number of other beliefs--virtually all
other beliefs, in the case of beliefs at the center of the web. It
seems appropriate to call these integrating claims empirical. But they
are not supported by observations in the same way that, say, reports of
general or particular facts are. I suppose that some people might
regard their most basic religious beliefs as of this sort--not
themselves confirmed by experience, but nonetheless justified by their
power effectively to make sense of a large number and wide variety of
other less fundamental beliefs, themselves confirmed in the ordinary
ways.
I do not know whether either the theologian or the
believer-on-the-street would be comfortable with such a defense of,
say, belief in the existence of God. This defense is surely not
traditional. Traditional (other than ontological) arguments typically
offer the God-hypothesis as the best explanation for certain observable
features of the world, which features are considered evidence for God's
existence--very general features (as that things change), or
middle-sized features (as that the earth is so admirably suited to
human existence), or very specific features (as that an image of Jesus
appeared on the scrotum
of a Guatemalan lad). These traditional arguments for the existence of
God, then, have roughly the structure of ordinary scientific arguments,
and purport to meet the same criteria.
The fact is, however, that appeal to God's activity explains nothing at
all. I shall illustrate this on two quite different scales. Many people
think that "God created the universe ex nihilo"
offers a causal explanation of its origin--perhaps not the correct
explanation, but at least what could be an explanation. But it does
not. Remember that to explain something means to fit it into a
well-established pattern, to subsume it under a law. To explain the
occurrence of a particular event Y by saying that event X caused it is
at least to say that (a) event X occurred before Y, and (b) our
experience shows that whenever an event like X occurs, it is followed
by an event like Y. So in order for appeal to the creative power of
God's will to count as explaining the origin of the universe, we would
have to have lots of experiences of God's wanting a universe, followed
by the appearance of one. But of course nothing of the sort is the
case. The believer might say that we do have relevant experiences, but
of a different kind: we have experiences of semi-potent wills bringing
things about; God is omnipotent; and so we know what it means to say
that God always gets what He wants--that is the requisite "law". But
while we may know what this means, we have no reason to think that it is true.
That is, we have absolutely no reason to believe that there is a
general principle (or, for that matter, a prior state of affairs) of
the sort needed for an explanation in this case. One who says that God
created the universe is saying exactly this: I have no idea how the
universe came into existence.
Similarly, some people think that "God caused the rain to fall yesterday on the parched fields of Kansas"
offers what could be an explanation. But it does not, unless we have
empirical evidence that (a) God wanted it to rain yesterday, and (b) it
rains whenever God wants it to. Of course we have no such experience.
(The story might be elaborated to have thousands of Kansans praying for
rain. But this will not help unless it rains whenever lots of people
pray for it. Despite the Scriptural promise (Matthew 21:22; Mark 11:24;
John 14:13-14, 15:7, 15:16, 16:23)6
, faithful petitions are not always granted. And even if they were,
we'd have to say that prayer, not God, caused the rain.) One who says
that God caused the rain is saying exactly this: I have no idea what
caused the rain.
One final issue: does scientific belief and practice, like religious
belief and practice, depend on faith, on unjustified assumptions? Some
people have claimed that it does, and even that it must. An argument
for the latter view runs thus: any belief that is justified at all is
justified by appeal to other beliefs, and those to still other beliefs,
and so on. So if there are no unjustified beliefs at the bottom, on
which all the rest ultimately rest, we are faced with either an infinite regress or a vicious circle
of justification; and in either of these last two cases, nothing can
really be justified. So if any beliefs are justified, some foundational
beliefs must be unjustified.
This line of thought is insensitive to the "bootstrap" nature of
scientific practice. Whenever testing a belief, some other beliefs are
taken for granted on that occasion. But the assumptions of that
occasion are themselves subject to confirmation on another occasion (on
which, of course, different beliefs are taken for granted). If this
sounds like a circle, at least it is not a simple vicious circle. And
it is more like a spiral, in which large bodies of beliefs are given
support over time. If any of the temporary assumptions in this on-going
process is false, there is every reason to think that its falsehood
will eventually be exposed in the ordinary way.
A more common charge is that scientific practice presupposes certain
principles, which therefore cannot themselves be scientifically
justified and must remain articles of scientific faith. The main
candidates for this status are versions of "Every event has a natural
cause" or "Nature is orderly" or "The future will be like the past." It
is true, of course, that if there were no regularities in nature,
science could not operate. But hoping (not assuming) that there are
regularities, we look for them, find lots, and expect to find more.
Why should we hope to find regularities (even if there were not very
many)? Because it is only by identifying patterns in nature that we can
understand what is going on, anticipate the course of events, and
exercise some control over what happens. We have discovered that nature
has been orderly. We have no guarantee--nor need we assume--that it
will continue to be orderly, that the future will be like the past; nor
need we believe that every event has a cause. But we will continue to
hunt for causes and other regularities in nature, since only by looking
for them can we find them if they exist.
II. ON SKEPTICISM
Against the background of what has been said in Part I about the
justification of belief generally, I will here offer what I think is a
novel account of skepticism, and will present some considerations that have been offered both in its defense and in defense of its antithesis: gullibility.
TYPE I AND TYPE II ERRORS
René Descartes in his Meditations on First Philosophy, William James
in "The Will to Believe", and others have noted that, with respect to
our intellectual lives, we have these two distinct though related
goals: (i) to acquire true beliefs, and (ii) to avoid false ones.
Accordingly, we can go wrong in two different ways. We commit what we
shall call a Type I Error when we fail to believe a truth; we commit a
Type II Error when we believe a falsehood. We want to avoid errors of
both kinds, of course. The ideal intellectual strategy would prevent
the commission of error generally. But there is no such strategy. (We
cannot guarantee freedom from error by "playing it safe"--by
withholding our judgment on some proposition. For if that proposition
happens to be true, we will thereby commit a Type I error.)
There is a simple strategy we could adopt to avoid the commission of
all Type I errors: believe everything! Believing everything, we would
be sure to believe every truth. But of course we would also believe
every falsehood--and hence would commit every Type II error possible.
Similarly, there is a strategy we could adopt to avoid the commission
of all Type II errors: believe nothing! Believing nothing, we would
never believe a falsehood. But of course we would also believe no
truths--and hence would commit every Type I error possible.
Unable to eliminate the risk of error entirely, we would like to
minimize it. But how? A single strategy to minimize error seems no
easier to come by than a single strategy to eliminate it. A suggestion
comes from what, in fact, we do when confronted with some specific
candidate for our belief--call it proposition P. We are guided by a
preliminary decision--often but not always a quick decision--about the
cost of being wrong in either of the two ways available. Not knowing
whether P is true or false, I ask myself which would be worse on this
occasion: failing to believe P if it were true (i.e., committing a Type
I error)? or believing P if it were false (i.e., committing a Type II
error)? Sometimes one and sometimes the other seems considerably
"worse" or in some sense more costly than does the other, and we adjust
our policy on that occasion accordingly.
If we feel that it would be worse to commit a Type I than a Type II
error--worse to miss the truth--then we allow ourselves to believe P on
relatively slight evidence, lest we fail to believe true P (willingly
running the risk of believing false P). For example, Pascal
says: "I would have far more fear of being mistaken, and of finding
that the Christian religion was true, than of being mistaken in
believing it true".7 [The text here
ends with "...than of not being mistaken in believing it true"; but
that has to be wrong. Clearly, he is considering the choice between
accepting and not accepting Christianity.
The point has to be: "I would be more afraid of not accepting it and
its turning out to be true than of accepting it and its turning out to
be false." In other passages--especially #233--he gives the details of
what is known as "Pascal's Wager".]
That is, with respect to the proposition "the Christian religion is
true", committing a Type I error is far worse--infinitely worse, he
says (considering the prospect of eternal torment)--than committing a
Type II error (presumably: living a finitely long life of wasted
virtue). Accordingly, Pascal recommends that we accept Christianity
without any supporting evidence at all.
If, on the other hand, we feel that it would be worse on some
particular occasion to commit a Type II than a Type I error--worse to
hold a false belief--then we require a lot of evidence before we
assent, lest we believe false P (willingly running the risk of not
believing true P). For example, we hope that the responsible
authorities approach in this spirit the proposition "This new drug
[pesticide, infant formula,…] is safe." If they commit a Type I error
here--they do not believe it though it is true--then profits may be
lost. But if they commit a Type II error--they believe that it is safe
while it is not--lives are lost. So we hope that this new product will
not get to the market unless there is very strong evidence of its
safety.
The issue on any particular occasion, then, is: how much evidence must
I have on behalf of P before I am willing to believe it? how ready or
reluctant am I to believe P? The greater I take the relative cost of a
Type II over a Type I error to be--i.e., the more reluctant I am to
believe--the more or stronger evidence I require to overcome that
reluctance. And conversely, the more costly I think a Type I error to
be, the readier I am to believe P on relatively weak grounds.
This analysis of what happens on a specific occasion provides the basis
for a distinction between what might be called intellectual
"personality-types". There are some folks who in general have
relatively low standards of evidence--who believe "at the drop of a
hat". They behave as if they regard Type I errors as worse than Type
II...as if in their desire to believe truths they are willing to
accumulate a lot of false beliefs as well. These people are called credulous or gullible.
And we might generously think of credulity as a policy for minimizing
error generally--at least errors of the more serious sort.
On the other hand, there are folks who in general have relatively high
standards of evidence--who display a reluctance to believe until
overwhelmed by evidence. They behave as if they regard Type II errors
as worse than Type I...as if they have, in the colorful phrase of
William James, a "preponderant private horror of becoming a dupe"
("Will to Believe", p. 18). These people are called skeptical. And we might think of skepticism as a policy for minimizing error generally--at least errors of the more serious sort.
Skepticism, while not universally held, might seem to be the more
respectable stance of the two. People are not ridiculed for being
skeptical, as they are for being gullible. Indeed, skepticism has its
advocates, while it would seem that nobody recommends gullibility. But
this is a feature of our particular age. In other times, it seems, the
credulous--at least people credulous with respect to the most important
matters--were honored, while the skeptical were tortured and burned. So
it might be interesting to survey some of the things that have been
said for and against skepticism and gullibility respectively.
Because so much has been said about the importance of keeping your
standards of evidence high, I shall address only two "skepticisms" that
are specially important for this study. Descartes is important as an
early modern exponent of our distinction between two ways of erring. Clifford is important for his influence on James, whose views we shall go on to consider.
DESCARTES AND CLIFFORD
In an effort to establish a firm foundation for his thinking generally, René Descartes in his Meditations on First Philosophy
(1640) sets out to find which if any propositions are indubitable. This
he does by raising his standards of evidence as high as possible: he
will not believe anything that can be doubted...anything that could be
false. In the present terminology, he begins with the determination to
commit no Type II errors, even if that leaves him believing nothing.
Certain propositions soon turn out to be indubitable and hence utterly
believable on his account: that he exists, that he is a thinking thing,
that God exists, and that God is not a deceiver. The non-deceptive
character of God then provides Descartes with a guarantee that
"whatever I perceive very clearly and distinctly is true" (Descartes,
"Meditation Three"). Clear and distinct "perception" is not sensory but
intellectual; and we can tell whether or not we have got it. The
paradigm is our grasp of our own existence, and--as it turns out--of
the elements of mathematics. Some things initially perceived only
obscurely and confusedly can by careful attention to the contents of
the mind be brought to clarity and distinctness.
Because God is not a deceiver, says Descartes, He has given us no
mental faculty the exercise of which could lead us into incorrigible
error. But there could be no stronger assurance of the truth of
something than our clear and distinct perception of it. So we could not
correct our false assent to something clearly and distinctly perceived.
So what is clearly and distinctly perceived cannot be false. We should
confine our belief to what is clearly and distinctly perceived, and
thus avoid all Type II errors.
Of course by keeping our standards so high, we will commit a lot of
Type I errors--we will fail to believe a lot of truths. But Descartes
provides a recipe for eliminating more and more Type I errors--i.e.,
for accumulating more and more true beliefs. By critical refinement, we
should bring to clarity and distinctness of apprehension more and more
of our concepts, and thus bring to indubitability more and more
candidates for our belief--thus continually reducing the number of Type
I errors, while still preventing the occurrence of Type II errors
entirely. [While this material is spread through much of the Meditations, the hard core of it is in the last few paragraphs of Meditation Four and the first paragraph of Meditation Five.]
Descartes's position fits our general picture of a skeptic exactly. He proceeds from the very beginning of his Meditations
precisely as if he regards Type II error--believing a falsehood--as far
worse than Type I error--missing a truth. He is willing to forgo
indefinitely many truths rather than allow into the body of his beliefs
the slightest falsehood. As time goes on, he will assent to new
propositions, but only after they too have been brought to
indubitability--i.e., have met the very highest standards of evidence.
In "The Ethics of Belief" (1876) William K. Clifford argues that "it is
wrong always, everywhere, and for anyone, to believe anything upon
insufficient evidence". Though clearly hostile to religious belief, he
nonetheless uses terms like "sinful" and "evil" for "belief...given to
unproved and unquestioned statements", even if those statements are
true. We have a "duty to mankind...to guard ourselves from such beliefs
as from a pestilence". As with skeptics generally, Clifford demands
that we keep our standards of evidence very high, recognizing that in
doing so we will cut ourselves off from a lot of true beliefs.
As bad as unjustified belief is, "a greater and wider evil arises when
the credulous character is maintained and supported, when a habit of
believing for unworthy reasons is fostered and made permanent." That
character, that habit, is particularly to be found in "those simple
souls...who have been brought up from the cradle with a horror of
doubt." Precisely in the language of our essay, Clifford identifies
credulity as the antithesis of his own position.
PRO INSIPIENTE
(IN DEFENSE OF THE FOOL)
It seems that the dominant Christian position today considers it
legitimate or appropriate, though not necessary, for the believer to
exercise reason--i.e., to apply logic to the material of experience.
This view holds at least that it is rational (not crazy or stupid or
silly) to be a Christian, and perhaps even that the exercise of reason
can lead one to, or support belief in, the main tenets of Christianity.
Such is one familiar reading of Psalm 19.1: "The heavens declare the
glory of God; and the firmament sheweth his handywork"--i.e., the
observable world provides ample evidence of the existence and nature of
God. But however strong or old this attitude toward reason, there is a
contrary attitude that goes back to the very earliest Christian
documents.
In Paul's first letter to the Corinthians (ca. 55-60 A.D.) is the
familiar paean to love--Chapter 13--and a less familiar paean to
folly--Chapters 1-3. Here are some representative thoughts. "It is
written, I will destroy the wisdom of the wise, and will bring to
nothing the understanding of the prudent....Hath not God made foolish
the wisdom of this world? For after that in the wisdom of God the world
by wisdom knew not God, it pleased God by the foolishness of preaching
to save them that believe....The foolishness of God is wiser than
men....Not many wise men after the flesh...are called: but God hath
chosen the foolish things of the world to confound the wise...."
(1:19-27) "The natural man receiveth not the things of the Spirit of
God: for they are foolishness unto him: neither can he know them,
because they are spiritually discerned." (2:14) "If any man among you
seemeth to be wise in this world, let him become a fool, that he may be
wise. For the wisdom of this world is foolishness with God....For it is
written,...The Lord knoweth the thoughts of the wise, that they are
vain." (3:18-20)
The lesson is unavoidable: to the natural mind, the Christian message
is foolish, irrational. [This attitude is noteworthy in that the
Psalmist says precisely that the atheistic
position is the foolish one. (14:1, 53:1)] "Your faith", says Paul,
"should not stand in the wisdom of men, but in the power of God". (2:5)
Some forty years later, a similar attitude toward reason was put in the
mouth of the risen Jesus himself. Many people have not read or have
forgotten the punchline to the story of Doubting Thomas. Told that
Jesus has risen from the dead, Thomas says that he will not believe it
until he can see and feel Jesus' wounded body. When Jesus presents
himself to Thomas and invites empirical investigation, Thomas says, "My
Lord and my God." Jesus' rejoinder is interesting: "Because thou hast
seen me, thou hast believed: blessed are they that have not
seen, and yet have believed." (John 20:28-29; emph. mine) Thomas is not
blessed for his belief, which however belated is at least justified;
the Lord's blessing is reserved for those with unjustified, groundless
belief.
It is with this kind of scriptural backing that Tertullian
says, perhaps a hundred years after John's gospel: all you need to do
is believe what Jesus taught, however implausible. Once you have
accepted Jesus' teaching, close your mind to everything else and stop
thinking. "With our faith, we desire no further belief. For this is our
palmary [outstanding] faith, that there is nothing which we ought to
believe besides." "…Nor have you anything further to do but to keep
what you have believed, provided you believe this besides, that nothing
else is to be believed…" "[The Christian is not] permitted to give his
inquiries a wider range than is compatible with their solution....It
must, however, be added that no solution may be found by any man, but
such as is learned from God; and that which is learned of God is the
sum and substance of the whole thing." "...It is really better for us
not to know a thing, because He has not revealed it to us, than to know
it according to man's wisdom...." In his History of Philosophy,
Wilhelm Windelband says: "...With Tertullian, the content of revelation
is not only above reason, but also in a certain sense contrary to
reason....The gospel is not only incomprehensible, but is also in
necessary contradiction with worldly discernment: credibile est quia ineptum est; certum est, quia impossibile est--credo quia absurdum"
(Chapter 2, §18, Sec. 4)). It is believable because it is foolish, it
is certain because it is impossible--I believe it because it is absurd.
Traces of such hostility to reason and praise of credulity run through
the history of Christian thought--though for the last many centuries it
seems to have been a minority view, represented most prominently by the
likes of Pascal and Kierkegaard.
WILLIAM JAMES
No doubt the most elaborate, and I would say the strongest, defense of
credulity comes from William James (1842-1910), one of America's most
distinguished and influential philosophers and psychologists. His
position is laid out most fully in "The Will to Believe" (1896 (WB)).
But parts of it appear in "Reflex Action and Theism" (1881), "The
Sentiment of Rationality" (1882 (SR)), "Is Life Worth Living?" (1895
(LWL)), and other works.
As we shall see, he clearly argues that, under certain broad
circumstances, we are entitled to hold beliefs--and, most importantly,
religious beliefs--that are absolutely groundless. He calls "The Will
to Believe" a "justification of faith...in religious matters" (p. 1),
understanding faith as we defined it earlier--belief held without
rational support. Before examining his argument, we must deal with two
red herrings.
At a number of points James offers a perfectly screwy definition of
faith. Faith, he says, is the adoption of "a believing attitude...in
spite of the fact that our merely logical intellect may not have been
coerced." (WB 1-2). "Faith means belief in something concerning which
doubt is still theoretically possible;...faith is the readiness to act
in a cause the prosperous issue of which is not certified to us in
advance." (SR 90) "Faith is synonymous with working hypothesis....[He
who tests a theory] acts as if it were true, and expects the result to
disappoint him if his assumption is false. The longer disappointment is
delayed, the stronger grows his faith in his theory." (SR 95)
I call it screwy because on this definition nearly all beliefs about
matters of fact, including the best-confirmed laws of nature, would be
held on faith. Surely that is the wrong way to use the word faith. It
is clear that we all must have "faith" in this sense. But James does
not run his argument thus; his defense of credulity does not depend on
redefining the word faith in this bizarre way. So we can disregard this
definition.
James also alleges that the scientist must hold on faith "the
proposition...that the course of nature is uniform. That nature will
follow to-morrow the same laws that she follows to-day is...a truth
which no man can know; but in the interests of cognition as well as of
action we must postulate or assume it." (SR 91) On this he is simply
wrong: we need not postulate or assume the uniformity of nature. As
pointed out earlier, we certainly hope that nature is orderly.
Proceeding on that hope, we would soon discover that we were wrong if
the laws of nature changed or ceased. So this "justification of faith"
also fails, since the uniformity of nature is not a necessary article
of faith. But this is not James's key argument either. So we can
disregard it too.
I would urge everyone to read "The Will to Believe". It is only thirty
pages long in my edition, and well worth the effort. But for those who
have not read the essay (and are willing to take my word for it), I'll
summarize his argument. It is based on a number of key definitions.
An hypotheses is "anything that may be proposed to our belief". An hypothesis is live "which appeals as a real possibility to him to whom it is proposed". An option is a "decision between two hypotheses". An option is living "in which both hypotheses are live ones". "If I say,...'Either call my theory true or call it false,' your option is avoidable....You may decline to offer any judgment as to my theory. But if I say, ['Either accept my theory or don't'], I put on you a forced
option, for there is no standing place outside of the alternative.
Every dilemma based on a complete logical disjunction, with no
possibility of not choosing, is an option of this forced kind." An
option is momentous when (a) the opportunity it represents is
unique, (b) the stake is significant, and (c) the decision is
irreversible. "For our purposes we may call an option a genuine option when it is of the forced, living, and momentous kind." (WB 2-4) "When I say 'willing [or passional] nature,'...I
mean all such factors of belief as fear and hope, prejudice and
passion, imitation and partisanship, the circumpressure of our caste
and set." (WB 9)
"The thesis I defend is, briefly stated, this: Our passional nature not
only lawfully may, but must, decide an option between propositions,
whenever it is a genuine option that cannot by its nature be decided on
intellectual grounds...." (WB 11)
The rest of his argument depends crucially on our earlier distinction
between errors of Type I and Type II: "Believe truth! Shun
error!--these...are two materially different laws; and by choosing
between them we may end by coloring differently our whole intellectual
life. We may regard the chase for truth as paramount, and the avoidance
of error as secondary; or we may, on the other hand, treat the
avoidance of error as more imperative, and let truth take its
chance....These feelings of our duty about either truth or error are in
any case only expressions of our passional life," (WB 18) since
rational grounds cannot be given for preferring Type I to Type II
errors or vice versa. In our somewhat provocative language, there can
be no rational grounds for preferring either skepticism or gullibility.
When evidence one way or the other is unavailable (or evenly balanced),
I am obliged to decide a forced option on passional grounds--i.e., on
other than intellectual or rational grounds--and hence I am fully
entitled to use "the subjective method,
the method of belief based on desire". (SR 97) That is, I am entitled
to believe something simply because I would like it to be true--or for
any other reason. The skeptic would--he notes that Clifford
does--recommend the suspension of judgment in such a case. But to
follow that advice is to risk a Type I error: losing the truth and its
attendant benefits--just as the believer risks a Type II error:
believing falsely. "Dupery for dupery, what proof is there [or could
there be] that dupery through hope [of being right: the commission of a
Type II error] is...worse than dupery through fear [of being wrong: the
commission of a Type I error]?" (WB 27)
Finally, as promised, James applies these principles to religious belief. He first explains "the religious hypothesis".
"Religion says essentially two things. First, she says that the best
things are the more eternal things, the overlapping things, the things
in the universe that throw the last stone, so to speak, and say the
final word. 'Perfection is eternal,'--this phrase…seems a good way of
putting this first affirmation of religion, an affirmation which
obviously cannot yet be verified scientifically at all. The second
affirmation of religion is that we are better off even now if we
believe her first affirmation to be true." (WB 25-26) In case you do
not yet understand exactly what religion says, James adds: "[The]
feeling…that by obstinately believing that there are gods…we are doing
the universe the deepest service we can, seems part of the living
essence of the religious hypothesis." (WB 28)
First, James takes himself to be addressing only those who regard the
option as living: if the religious hypothesis makes no appeal
whatsoever to your belief, there is no point in proceeding. Second, he
says that the religious option is momentous: "We are supposed to gain,
even now, by our belief, and to lose by our non-belief, a certain vital
good." (WB 26) So, third, if the option is forced, it is genuine.
Further, it surely "cannot by its nature be decided on intellectual
grounds". So if the religious option is forced, it legitimately may,
because it must, be decided on passional grounds--it would be fully
responsible to adopt (or reject) the religious hypothesis on whatever
whim might move us.
James guarantees that the option is forced. Forcing an option is easy,
mechanical, a matter of simple logic. To force an option, just say, as
he does: "Either accept X or don't." This alone will force the option,
but it is not very interesting. What James does with it, though, is
interesting. He regularly, in this context and others, alleges that the
failure to accept the religious hypothesis is tantamount to outright
rejection. To simplify the point, suppose that the religious hypothesis
were "There is a God." He wants us to see the suspension of judgment as
tantamount to rejection--to regard the agnostic position as
indistinguishable from atheism. For if he can do that, he may be able
to lure into the theist fold some of the many people who find outright
atheism distasteful if not unacceptable.
Consider what he says. The skeptic's "command that we shall put a
stopper on our heart, instincts, and courage, and wait--acting of
course meanwhile more or less as if religion were not true--till
doomsday, or till such time as our intellect and senses working
together may have raked in evidence enough,--this command, I say, seems
to me the queerest idol ever manufactured in the philosophic cave." (WB
29-30) "If I must not believe that the world is divine, I can only
express that refusal by declining ever to act distinctively as if it
were so, which can only mean acting on certain critical occasions as if
it were not so, or in an irreligious way. There are, you see,
inevitable occasions in life when inaction is a kind of action, and
must count as action, and when not to be for is to be practically
against." (LWL 55) "It is often practically impossible to distinguish
doubt from dogmatic negation....He who commands himself not to be
credulous of God, of duty, of freedom, of immortality, may again and
again be indistinguishable from him who dogmatically denies them....Who
is not for is against. The universe will have no neutrals in these
questions. In theory as in practice, dodge or hedge, or talk as we like
about a wise scepticism, we are really doing volunteer military service
for one side or the other." (SR 109) The skeptical counsel--withhold
judgment in the absence of evidence--is thoroughly discredited.
James's argument is clever, charming, enticing. What is there to say? I
believe that there are at least three things to say that together
should remove whatever allure James's argument might have.
First, do not be tricked by his effort to exhibit the suspension of
judgment as virtual rejection of the religious hypothesis. This
sleight-of-hand is accomplished by his particular way of forcing the
religious option. But his is not the only way. I could also force the
religious option by demanding of you: "Reject God or don't!" Sensing
the inadequacy of the evidence, you are unwilling to reject the
God-hypothesis, so you don't. But that's tantamount to theism! Who is
not against is for. "The universe will have no neutrals in these
questions." This of course is preposterous. If by this simple trick of
logic I can simultaneously exhibit the suspension of judgment, in the
absence of evidence, as both theism and atheism, then we have to reject
James's maneuver as a rhetorical ploy with no probative force at all.
Second, James insists that his authorization of groundless belief
applies only when an option "cannot by its nature be decided on
intellectual grounds". On the other hand, "in our dealings with
objective nature we obviously are recorders, not makers, of the
truth....Throughout the breadth of physical nature facts are what they
are quite independently of us…." (WB 20) "The future movements of the
stars or the facts of past history are determined now once for all,
whether I like them or not. They are given irrespective of my wishes,
and in all that concerns truths like these subjective preference should
have no part…." (SR 97) In such cases, James insists that the only
responsible thing to do is to seek out the relevant evidence, and
suspend judgment until its dictates are clear.
I have already pointed out that on the classical view of justification,
with which I am largely sympathetic, an allegedly substantive claim
that cannot even in principle be confirmed or disconfirmed is empty
non-sense, and hence not a candidate for my belief at all, since it
does not say anything. So for me at least--and, I would think, for any
rational person--an option "that cannot by its nature be decided on
intellectual grounds" cannot be a living option because the hypothesis
involved can make no appeal to my belief, there being nothing to
believe. So for people like me at least, there can be no "genuine
option that cannot by its nature be decided on intellectual grounds";
so there can be nothing for James's permission to work on.
That second point is a general and abstract one. My third and final
criticism concerns his understanding of the religious hypothesis. If a
claim "that cannot by its nature be decided on intellectual grounds" is
literal non-sense, James's religious hypothesis is worse--it's sheer
gibberish. I defy anyone to make sense of it:
"First, [religion] says that the best things are the more eternal
things, the overlapping things, the things in the universe that throw
the last stone, so to speak, and say the final word. 'Perfection is
eternal,'--this phrase…seems a good way of putting this first
affirmation of religion…." "The second affirmation of religion is that
we are better off even now if we believe her first affirmation to be
true." "[The] feeling…that by obstinately believing that there are
gods…we are doing the universe the deepest service we can, seems part
of the living essence of the religious hypothesis."
I think I know why he puts "the religious hypothesis" in this
ridiculous way. He must make sure that it "obviously cannot…be verified
scientifically at all". The more clearly sensible the religious
hypothesis is, the more obviously susceptible it will be to rational
investigation, and hence the less eligible for groundless adoption.
The following recognizable version of a religious hypothesis is not
gibberish: "The natural world was brought into existence about 10,000
years ago by the will of the one eternal, omnipotent, omniscient,
benevolent Being, whose son Jesus died and arose from the dead about
2000 years ago." That makes sense: I've got a good idea of what the
whole sentence, and most parts of it, mean. Why does James not use this
or some similarly intelligible version of the religious hypothesis?
Because this and the other intelligible formulations are clearly false.
In the choice between what is false and what is unintelligible, the
proponent of religious belief will (almost) always opt for the
unintelligible. (An aside: It is to the credit of the Biblical Literalists
that they regularly opt for the intelligible--they intend the plain
meaning of what they say. That it is as plainly false seems no
deterrent to Fundamentalism.)
So my final criticism is that James's religious option cannot be
genuine because his religious hypothesis cannot be live: it can make no
appeal to my belief--I would make bold to say anyone's belief--because
it is gibberish. Therefore the religious option cannot be one that we
are entitled to settle on non-rational grounds.
Where does this leave us? I have been arguing that there is no
successful defense of credulity--not of credulity in general, and not
of religious credulity in particular. The argument, in brief, is this:
William James's effort to justify credulity in religion and some other
areas is far and away the best argument available--and it will not
work. So there is no area of our intellectual lives in which we are
entitled to lower our standards of evidence, admitting groundless
beliefs. All beliefs responsibly held require rational support.
Copyright © 2004, William A. Wisdom
NOTES
1 Part II appeared, in much the same form as here, as "Skepticism and Credulity" on pp. 96-100 of Skeptic magazine (V, 2). That article is Copyright © 1997, Millennium Press.
2 The Will to Believe and Other Essays in Popular Philosophy. Dover Publications, 1956, p. 29.
3 In
"The Will to Believe", William James offers the schoolboy's definition:
"Faith is when you believe something that you know ain't true." This is
groundless belief opposed by a mass of contrary evidence, not just
belief without evidence.
4 In
"The Will to Believe", William James offers the schoolboy's definition:
"Faith is when you believe something that you know ain't true." This is
groundless belief opposed by a mass of contrary evidence, not just
belief without evidence. The Will to Believe and Other Essays in Popular Philosophy. Dover Publications, 1956, p. 29.
5 With J. S. Ullian, Random House. 1978.
6 JESUS’ TEACHING ON PETITIONARY PRAYER: God gives believers everything they ask for in Jesus’ name--
Matthew 17:20. And Jesus said unto them, … Verily I say unto
you, if ye have faith as a grain of mustard seed, ye shall say unto
this mountain, Remove hence to yonder place; and it shall remove; and
nothing shall be impossible unto you.
Matthew 18:19. Again I say unto you, That if two of you shall
agree on earth as touching any thing that they shall ask, it shall be
done for them of my Father which is in heaven.
Matthew 21:21-22. Jesus … said unto them, Verily I say unto you,
If ye have faith, and doubt not, … if ye shall say unto this mountain,
Be thou removed, and be thou cast into the sea; it shall be done. And
all things, whatsoever ye shall ask in prayer, believing, ye shall
receive.
Mark 9:23. Jesus said unto him, If thou canst believe, all things are possible to him that believeth.
Mark 11:23-24. … Verily I say unto you, That whosoever shall say
unto this mountain, Be thou removed, and be thou cast into the sea; and
shall not doubt in his heart, but shall believe that those things which
he saith shall come to pass; he shall have whatsoever he saith.
Therefore I say unto you, What things soever ye desire, when ye pray,
believe that ye receive them, and ye shall have them.
John 14:13-14. And whatsoever ye shall ask in my name, that will
I do, that the Father may be glorified in the Son. If ye shall ask any
thing in my name, I will do it.
John 15:7. If ye abide in me, and my words abide in you, ye shall ask what ye will, and it shall be done unto you.
John 15:16. Ye have not chosen me, but I have chosen you, and
ordained you, that ye should go and bring forth fruit, and that your
fruit should remain: that whatsoever ye shall ask of the Father in my
name, he may give it you.
John 16: 23-24. … Verily, verily, I say unto you, Whatsoever ye
shall ask the Father in my name, he will give it you. Hitherto have ye
asked nothing in my name: ask, and ye shall receive, that your joy may
be full.
7 Pensees in Pensees and the Provincial Letters, Modern Library, 85.